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Order Regarding Waiver Rule

Banc of America Investment Services, Inc. (Order Under Rule 602(e) Of The Securities Act of 1933 Granting A Waiver Of The Rule 602(c)(3) Disqualification Provision)

Last Reviewed or Updated: Oct. 22, 2009

Resources

Order Regarding Waiver Rule: SEC Issued Version (pdf 30.87 KB)

Details

File Number

3-13664

Rule Type

Order Regarding Waiver

Release Number

33-9075

SEC Issue Date

Oct. 22, 2009

Rules & Regulations

Enforcement & Litigation

Compliance

Banc of America Investment Services, Inc. (Order Under Rule 602(e) Of The Securities Act of 1933 Granting A Waiver Of The Rule 602(c)(3) Disqualification Provision)

Resources

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Banc of America Investment Services, Inc. (Order Under Rule 602(e) Of The Securities Act of 1933 Granting A Waiver Of The Rule 602(c)(3) Disqualification Provision)

Resources

Details