Privacy Act of 1974: Establishment of a System of Records

In accordance with the requirements of the Privacy Act of 1974, as amended, 5 U.S.C. 552a, the Securities and Exchange Commission ("Commission' or "SEC') gives notice of a proposed Privacy Act system of records: "Ethics Conduct Rules Files (SEC-60).' This system will contain information related to applicable SEC Ethics Conduct Rules (currently found at 17 CFR Part 200 Subpart M), including outside employment and activities, and covered securities transactions, securities holdings and securities accounts.