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Investment Company Act Notice Rule

UBS Securities LLC

Title

UBS Securities LLC

Release Number

28606

SEC Issue Date

Jan. 16, 2009

Resources

Investment Company Act Order Rule: SEC Issued Version (pdf 22.87 KB)

Last Reviewed or Updated: Dec. 23, 2008

Resources

Investment Company Act Notice Rule: SEC Issued Version (pdf 39.89 KB)

Details

File Number

812-13609

Rule Type

Investment Company Act Notice

Release Number

28569

SEC Issue Date

Dec. 23, 2008

Rules & Regulations

Enforcement & Litigation

Compliance

UBS Securities LLC

Resources

Resources

Details

More in this Section

UBS Securities LLC

Investment Company Act Order Rule (28606)

Resources

Resources

Details