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Order Regarding Waiver Rule

Evergreen Investment Management Company, LLC, Evergreen Investment Services, Inc. and Wachovia Securities, LLC (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Waiver of the Disqualification Provision of Rule 602(c)(3))

Last Reviewed or Updated: March 5, 2024

Resources

Order Regarding Waiver Rule: SEC Issued Version (pdf 110.32 KB)

Details

Rule Type

Order Regarding Waiver

Release Number

33-8843

SEC Issue Date

Sept. 19, 2007

Rules & Regulations

Enforcement & Litigation

Compliance

Evergreen Investment Management Company, LLC, Evergreen Investment Services, Inc. and Wachovia Securities, LLC (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Waiver of the Disqualification Provision of Rule 602(c)(3))

Resources

Details

More in this Section

Evergreen Investment Management Company, LLC, Evergreen Investment Services, Inc. and Wachovia Securities, LLC (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Waiver of the Disqualification Provision of Rule 602(c)(3))

Resources

Details