Regulatory Release

Custody of Funds or Securities of Clients by Investment Advisers

Details

Rule Type
Final
Release Number
IA-2176
SEC Issue Date
Effective Date

November 5, 2003.

Compliance Date

April 1, 2004.

Federal Register Publish Date
Document Citation

68 FR 61555

Resources

ia-2176htm
Federal Register Version

Last Reviewed or Updated: Aug. 4, 2023