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Regulatory Release

Custody of Funds or Securities of Clients by Investment Advisers

Details

Rule Type

Proposed

Release Number

IA-2044

SEC Issue Date

July 18, 2002 | 1:23 pm ET

Federal Register Publish Date

July 25, 2002 | 6:13 pm ET

Document Citation

67 FR 48579

Resources

IA-2044

Federal Register Version

Last Reviewed or Updated: May 25, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Custody of Funds or Securities of Clients by Investment Advisers

Details

Resources

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Custody of Funds or Securities of Clients by Investment Advisers

Details

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