Regulatory Release

Request for rulemaking under the Investment Advisers Act of 1940 regarding retention and production of e-mail by investment advisers

Details

Rule Type
Petition
Release Number
4-503
AAER-2093
SEC Issue Date

Resources

4-503
Submitted By
Committee on Investment Management Regulation, The Association of the Bar of the City of New York

Last Reviewed or Updated: Dec. 23, 2025