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Regulatory Release

Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal U

Details

Rule Type

Notice

Release Number

34-99846

SEC Issue Date

March 22, 2024 | 4:30 pm ET

Resources

34-99846

SRO Organization

The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: April 4, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal U

Details

Resources

More in this Section

Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal U

Details

Resources