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Regulatory Release

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 3240 (Borrowing From or Lending to Customers)

Details

Rule Type

Notice

Release Number

34-99351

SEC Issue Date

Jan. 16, 2024 | 3:36 pm ET

Federal Register Publish Date

Jan. 16, 2024 | 3:36 pm ET

Resources

34-99351

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Sept. 17, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 3240 (Borrowing From or Lending to Customers)

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 3240 (Borrowing From or Lending to Customers)

Details

Resources