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Regulatory Release

Order Approving a Proposed Rule Change to Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations

Details

Rule Type

Order

Release Number

34-99335

SEC Issue Date

Jan. 11, 2024 | 5:33 pm ET

Resources

34-99335

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: April 12, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change to Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations

Details

Resources

More in this Section

Order Approving a Proposed Rule Change to Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations

Details

Resources