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Regulatory Release

Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Adopt Supplementary Material .19 (Residential Supervisory Location) under FINRA Rule 3110 (Supervision)

Details

Rule Type

Notice

Release Number

34-98980

SEC Issue Date

Nov. 17, 2023 | 2:30 pm ET

Resources

34-98980

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Dec. 4, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Adopt Supplementary Material .19 (Residential Supervisory Location) under FINRA Rule 3110 (Supervision)

Details

Resources

More in this Section

Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Adopt Supplementary Material .19 (Residential Supervisory Location) under FINRA Rule 3110 (Supervision)

Details

Resources