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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 10.9521 and 10.9522 to Correct Obsolete References to a FINRA Department

Details

Rule Type

Notice

Release Number

34-98875

SEC Issue Date

Nov. 7, 2023 | 4:51 pm ET

Resources

34-98875

SRO Organization

NYSE Chicago, Inc. (NYSECHX)

Last Reviewed or Updated: Nov. 7, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 10.9521 and 10.9522 to Correct Obsolete References to a FINRA Department

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 10.9521 and 10.9522 to Correct Obsolete References to a FINRA Department

Details

Resources