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Regulatory Release

Order Approving a Proposed Rule Change to Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities)

Details

Rule Type

Order

Release Number

34-98047

SEC Issue Date

Aug. 2, 2023 | 6:00 pm ET

Federal Register Publish Date

Aug. 8, 2023 | 9:56 am ET

Resources

34-98047

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Aug. 8, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change to Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities)

Details

Resources

More in this Section

Order Approving a Proposed Rule Change to Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities)

Details

Resources