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Regulatory Release

Notice of Filing of Proposed Rule Change to Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity

Details

Rule Type

Notice

Release Number

34-97985

SEC Issue Date

July 25, 2023 | 6:04 pm ET

Federal Register Publish Date

July 27, 2023 | 10:20 am ET

Resources

34-97985

SRO Organization

The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Jan. 31, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change to Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change to Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity

Details

Resources