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Notice Rule

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New NYSE Chicago Rule 29 to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation

National Securities Exchanges, NYSE Chicago, Inc. (NYSECHX)

Public Comments

Submit a Comment on SR-NYSECHX-2023-09

Last Reviewed or Updated: June 12, 2023

Resources

Notice Rule: SEC Issued Version (pdf 219.4 KB)

Exhibit 5

Details

File Number

SR-NYSECHX-2023-09

Rule Type

Notice

Release Number

34-97691

SEC Issue Date

June 9, 2023

Federal Register Publish Date

June 15, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New NYSE Chicago Rule 29 to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation

Public Comments

Resources

Details

More in this Section

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New NYSE Chicago Rule 29 to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation

Public Comments

Resources

Details