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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees

Details

Rule Type

Notice

Release Number

34-94044

SEC Issue Date

Jan. 24, 2022 | 2:14 pm ET

Federal Register Publish Date

Jan. 28, 2022 | 12:18 am ET

Document Citation

87 FR 4693

Resources

34-94044

Federal Register Version

SRO Organization

Nasdaq PHLX LLC (Phlx)

NASDAQ OMX PHLX

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees

Details

Resources