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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees

Details

Rule Type

Notice

Release Number

34-94037

SEC Issue Date

Jan. 24, 2022 | 2:00 pm ET

Federal Register Publish Date

Jan. 28, 2022 | 11:53 pm ET

Document Citation

87 FR 4678

Resources

34-94037

Federal Register Version

SRO Organization

Nasdaq BX, Inc. (BX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees

Details

Resources