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Regulatory Release

Order Approving Proposed Rule Change To Amend FINRA Rule 6732 and Expand the Scope of Exemptions That FINRA May Grant ATSs From the TRACE Reporting Requirements

Details

Rule Type

Order

Release Number

34-93966

SEC Issue Date

Jan. 12, 2022 | 1:49 pm ET

Federal Register Publish Date

Jan. 19, 2022 | 11:32 pm ET

Document Citation

87 FR 2976

Resources

34-93966

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change To Amend FINRA Rule 6732 and Expand the Scope of Exemptions That FINRA May Grant ATSs From the TRACE Reporting Requirements

Details

Resources

More in this Section

Order Approving Proposed Rule Change To Amend FINRA Rule 6732 and Expand the Scope of Exemptions That FINRA May Grant ATSs From the TRACE Reporting Requirements

Details

Resources