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Regulatory Release

Notice of Filing of Proposed Rule Change To Amend FINRA Rule 6730 To Require Members To Append Modifiers to Delayed Treasury Spot and Portfolio Trades When Reporting to TRACE

Details

Rule Type

Notice

Release Number

34-93699

SEC Issue Date

Dec. 1, 2021 | 1:49 pm ET

Federal Register Publish Date

Dec. 7, 2021 | 11:32 pm ET

Document Citation

86 FR 69337

Resources

34-93699

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Amend FINRA Rule 6730 To Require Members To Append Modifiers to Delayed Treasury Spot and Portfolio Trades When Reporting to TRACE

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Amend FINRA Rule 6730 To Require Members To Append Modifiers to Delayed Treasury Spot and Portfolio Trades When Reporting to TRACE

Details

Resources