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Regulatory Release

Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6732 and Expand the Scope of Exemptions That FINRA May Grant ATSs From the TRACE Reporting Requirements

Details

Rule Type

Notice

Release Number

34-93651

SEC Issue Date

Nov. 23, 2021 | 1:49 pm ET

Federal Register Publish Date

Nov. 30, 2021 | 11:32 pm ET

Document Citation

86 FR 67996

Resources

34-93651

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6732 and Expand the Scope of Exemptions That FINRA May Grant ATSs From the TRACE Reporting Requirements

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6732 and Expand the Scope of Exemptions That FINRA May Grant ATSs From the TRACE Reporting Requirements

Details

Resources