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Regulatory Release

Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-10, on Investor and Municipal Advisory Client Education and Protection, and Rule G-48, on Transactions With Sophisticated Municipal Market Professionals, To Amend Certain Dealer Obligations

Details

Rule Type

Notice

Release Number

34-92677

SEC Issue Date

Aug. 16, 2021 | 2:55 pm ET

Federal Register Publish Date

Aug. 20, 2021 | 11:45 pm ET

Document Citation

86 FR 46890

Resources

34-92677

Federal Register Version

SRO Organization

Municipal Securities Rulemaking Board (MSRB)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-10, on Investor and Municipal Advisory Client Education and Protection, and Rule G-48, on Transactions With Sophisticated Municipal Market Professionals, To Amend Certain Dealer Obligations

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-10, on Investor and Municipal Advisory Client Education and Protection, and Rule G-48, on Transactions With Sophisticated Municipal Market Professionals, To Amend Certain Dealer Obligations

Details

Resources