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Regulatory Release

Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 1210 (Registration Requirements) and 1240 (Continuing Education Requirements)

Details

Rule Type

Notice

Release Number

34-92183

SEC Issue Date

June 15, 2021 | 2:49 pm ET

Federal Register Publish Date

June 24, 2021 | 11:32 pm ET

Document Citation

86 FR 33427

Resources

34-92183

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 1210 (Registration Requirements) and 1240 (Continuing Education Requirements)

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 1210 (Registration Requirements) and 1240 (Continuing Education Requirements)

Details

Resources