Order Rule

Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 970NY and Rule 970.1NY To Eliminate the Use of Dark Series on the Exchange

National Securities Exchanges, NYSE American LLC (NYSEAMER)

Public Comments

Title

Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Rule 970NY and Rule 970.1NY To Eliminate the Use of Dark Series on the Exchange

Release Number

34-91355

SEC Issue Date

March 18, 2021

Federal Register Publish Date

March 24, 2021

Document Citation

86 FR 15733

Resources

Notice Rule: SEC Issued Version (pdf 117.77 KB)

Notice Rule: Federal Register Version

Title

Notice of Filing of Proposed Rule Change To Amend Rule 970NY and Rule 970.1NY To Eliminate the Use of Dark Series on the Exchange

Release Number

34-91039

SEC Issue Date

Feb. 2, 2021

Federal Register Publish Date

Feb. 8, 2021

Document Citation

86 FR 8659

Resources

Notice Rule: SEC Issued Version (pdf 177.33 KB)

Notice Rule: Federal Register Version

Exhibit 5

Last Reviewed or Updated: Oct. 23, 2024

Resources

Order Rule: SEC Issued Version (pdf 148.9 KB)

Order Rule: Federal Register Version

Details

File Number

SR-NYSEAMER-2021-05

Rule Type

Order

Release Number

34-91779

SEC Issue Date

May 5, 2021

Federal Register Publish Date

May 11, 2021

Document Citation

86 FR 25905

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 970NY and Rule 970.1NY To Eliminate the Use of Dark Series on the Exchange

Public Comments

Resources

Resources

Resources

Details

More in this Section

Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 970NY and Rule 970.1NY To Eliminate the Use of Dark Series on the Exchange

Public Comments

Notice Rule (34-91355)

Resources

Notice Rule (34-91039)

Resources

Resources

Details