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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 9, Section 19, "Discretionary Power as to Customers' Accounts" and Adopt Two New Rules Within General 9 at Sections 30 and 45

Details

Rule Type

Notice

Release Number

34-91342

SEC Issue Date

March 17, 2021 | 3:14 pm ET

Federal Register Publish Date

March 23, 2021 | 12:18 am ET

Document Citation

86 FR 15538

Resources

34-91342

Federal Register Version

SRO Organization

Nasdaq PHLX LLC (Phlx)

NASDAQ OMX PHLX

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 9, Section 19, "Discretionary Power as to Customers' Accounts" and Adopt Two New Rules Within General 9 at Sections 30 and 45

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 9, Section 19, "Discretionary Power as to Customers' Accounts" and Adopt Two New Rules Within General 9 at Sections 30 and 45

Details

Resources