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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the Requirement for Participants To Submit Monthly Position Confirmations and Clarify Participant Obligation To Reconcile Activity on a Regular Basis

Details

Rule Type

Notice

Release Number

34-91336

SEC Issue Date

March 16, 2021 | 2:48 pm ET

Federal Register Publish Date

March 22, 2021 | 11:31 pm ET

Document Citation

86 FR 15281

Resources

34-91336

Federal Register Version

SRO Organization

The Depository Trust Company (DTC)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the Requirement for Participants To Submit Monthly Position Confirmations and Clarify Participant Obligation To Reconcile Activity on a Regular Basis

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the Requirement for Participants To Submit Monthly Position Confirmations and Clarify Participant Obligation To Reconcile Activity on a Regular Basis

Details

Resources