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Regulatory Release

Order Approving Proposed Rule Change To Amend the By-Laws of FINRA Regulation, Inc. To Align the Grounds for Member Removal From the NAC With an Existing Provision in the FINRA By-Laws

Details

Rule Type

Order

Release Number

34-91070

SEC Issue Date

Feb. 5, 2021 | 1:49 pm ET

Federal Register Publish Date

Feb. 11, 2021 | 11:32 pm ET

Document Citation

86 FR 9110

Resources

34-91070

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change To Amend the By-Laws of FINRA Regulation, Inc. To Align the Grounds for Member Removal From the NAC With an Existing Provision in the FINRA By-Laws

Details

Resources

More in this Section

Order Approving Proposed Rule Change To Amend the By-Laws of FINRA Regulation, Inc. To Align the Grounds for Member Removal From the NAC With an Existing Provision in the FINRA By-Laws

Details

Resources