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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's CAT Compliance Rule To Be Consistent With a Conditional Exemption Granted by the SEC From Certain Allocation Reporting Requirements

Details

Rule Type

Notice

Release Number

34-91006

SEC Issue Date

Jan. 28, 2021 | 1:46 pm ET

Federal Register Publish Date

Feb. 3, 2021 | 11:28 pm ET

Document Citation

86 FR 8050

Resources

34-91006

Federal Register Version

SRO Organization

Cboe BYX Exchange, Inc. (CboeBYX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's CAT Compliance Rule To Be Consistent With a Conditional Exemption Granted by the SEC From Certain Allocation Reporting Requirements

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's CAT Compliance Rule To Be Consistent With a Conditional Exemption Granted by the SEC From Certain Allocation Reporting Requirements

Details

Resources