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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Phlx Options 8, Section 28, "Responsibilities of Floor Brokers" and Section 30, "Crossing, Facilitation and Solicited Orders"

Details

Rule Type

Notice

Release Number

34-90909

SEC Issue Date

Jan. 13, 2021 | 2:14 pm ET

Federal Register Publish Date

Jan. 21, 2021 | 12:18 am ET

Document Citation

86 FR 6389

Resources

34-90909

Federal Register Version

SRO Organization

Nasdaq PHLX LLC (Phlx)

NASDAQ OMX PHLX

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Phlx Options 8, Section 28, "Responsibilities of Floor Brokers" and Section 30, "Crossing, Facilitation and Solicited Orders"

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Phlx Options 8, Section 28, "Responsibilities of Floor Brokers" and Section 30, "Crossing, Facilitation and Solicited Orders"

Details

Resources