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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize Exchange Rule General 3, Section 16 With Recent Changes by the Financial Industry Regulatory Authority, Inc.

Details

Rule Type

Notice

Release Number

34-90758

SEC Issue Date

Dec. 21, 2020 | 2:14 pm ET

Federal Register Publish Date

Dec. 29, 2020 | 12:18 am ET

Document Citation

85 FR 85782

Resources

34-90758

Federal Register Version

SRO Organization

Nasdaq PHLX LLC (Phlx)

NASDAQ OMX PHLX

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize Exchange Rule General 3, Section 16 With Recent Changes by the Financial Industry Regulatory Authority, Inc.

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize Exchange Rule General 3, Section 16 With Recent Changes by the Financial Industry Regulatory Authority, Inc.

Details

Resources