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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize Exchange Rule General 3, Section 2 With Recent Changes by the Financial Industry Regulatory Authority, Inc.

Details

Rule Type

Notice

Release Number

34-90755

SEC Issue Date

Dec. 21, 2020 | 2:00 pm ET

Federal Register Publish Date

Dec. 29, 2020 | 11:53 pm ET

Document Citation

85 FR 85819

Resources

34-90755

Federal Register Version

SRO Organization

Nasdaq GEMX, LLC (GEMX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize Exchange Rule General 3, Section 2 With Recent Changes by the Financial Industry Regulatory Authority, Inc.

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize Exchange Rule General 3, Section 2 With Recent Changes by the Financial Industry Regulatory Authority, Inc.

Details

Resources