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Regulatory Release

Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Codes of Arbitration Procedure Relating To Requests To Expunge Customer Dispute Information, Including Creating a Special Arbitrator Roster To Decide Certain Expungement Requests

Details

Rule Type

Release Number

34-90734

SEC Issue Date

Dec. 18, 2020 | 1:49 pm ET

Federal Register Publish Date

Dec. 28, 2020 | 11:32 pm ET

Document Citation

85 FR 84396

Resources

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023