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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Securities Transaction Credits Applicable to FINRA/Nasdaq TRF Participants

Details

Rule Type

Notice

Release Number

34-90728

SEC Issue Date

Dec. 18, 2020 | 1:49 pm ET

Federal Register Publish Date

Dec. 28, 2020 | 11:32 pm ET

Document Citation

85 FR 84446

Resources

34-90728

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Securities Transaction Credits Applicable to FINRA/Nasdaq TRF Participants

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Securities Transaction Credits Applicable to FINRA/Nasdaq TRF Participants

Details

Resources