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Regulatory Release

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 To Delete the FINRA Order Audit Trail System (OATS)

Details

Rule Type

Notice

Release Number

34-90535

SEC Issue Date

Nov. 30, 2020 | 1:49 pm ET

Federal Register Publish Date

Dec. 4, 2020 | 11:32 pm ET

Document Citation

85 FR 78395

Resources

34-90535

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 To Delete the FINRA Order Audit Trail System (OATS)

Details

Resources

More in this Section

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 To Delete the FINRA Order Audit Trail System (OATS)

Details

Resources