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Regulatory Release

Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Delete the FINRA Order Audit Trail System (OATS) Rules

Details

Rule Type

Notice

Release Number

34-90129

SEC Issue Date

Oct. 8, 2020 | 2:49 pm ET

Federal Register Publish Date

Oct. 14, 2020 | 11:32 pm ET

Document Citation

85 FR 65113

Resources

34-90129

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Delete the FINRA Order Audit Trail System (OATS) Rules

Details

Resources

More in this Section

Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Delete the FINRA Order Audit Trail System (OATS) Rules

Details

Resources