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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 9261 and 9830 with Recent Changes by the Financial Industry Regulatory Authority, Inc.

Details

Rule Type

Notice

Release Number

34-90024

SEC Issue Date

Sept. 28, 2020 | 3:04 pm ET

Federal Register Publish Date

Oct. 2, 2020 | 12:01 am ET

Document Citation

85 FR 62353

Resources

34-90024

Federal Register Version

SRO Organization

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 9261 and 9830 with Recent Changes by the Financial Industry Regulatory Authority, Inc.

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 9261 and 9830 with Recent Changes by the Financial Industry Regulatory Authority, Inc.

Details

Resources