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Regulatory Release

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations

Details

Rule Type

Notice

Release Number

34-89662

SEC Issue Date

Aug. 25, 2020 | 3:00 pm ET

Federal Register Publish Date

Aug. 31, 2020 | 11:53 pm ET

Document Citation

85 FR 53866

Resources

34-89662

Federal Register Version

SRO Organization

Nasdaq BX, Inc. (BX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations

Details

Resources

More in this Section

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations

Details

Resources