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Regulatory Release

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Adding the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 9217

Details

Rule Type

Notice

Release Number

34-89402

SEC Issue Date

July 27, 2020 | 3:22 pm ET

Federal Register Publish Date

July 31, 2020 | 12:32 am ET

Document Citation

85 FR 46203

Resources

34-89402

Federal Register Version

SRO Organization

NYSE American LLC (NYSEAMER)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Adding the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 9217

Details

Resources

More in this Section

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Adding the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 9217

Details

Resources