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Regulatory Release

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to Exchange Rule 1014, Imposition of Fines for Minor Rule Violations

Details

Rule Type

Notice

Release Number

34-89136

SEC Issue Date

June 23, 2020 | 2:54 pm ET

Federal Register Publish Date

June 29, 2020 | 11:42 pm ET

Document Citation

85 FR 39013

Resources

34-89136

Federal Register Version

SRO Organization

Miami International Securities Exchange, LLC (MIAX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to Exchange Rule 1014, Imposition of Fines for Minor Rule Violations

Details

Resources

More in this Section

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to Exchange Rule 1014, Imposition of Fines for Minor Rule Violations

Details

Resources