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Regulatory Release

Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and MEMX LLC

Details

Rule Type

Order

Release Number

34-89084

SEC Issue Date

June 17, 2020 | 2:42 pm ET

Federal Register Publish Date

June 23, 2020 | 10:04 am ET

Document Citation

85 FR 37701

Resources

34-89084

Federal Register Version

SRO Organization

17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: March 8, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and MEMX LLC

Details

Resources

More in this Section

Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and MEMX LLC

Details

Resources