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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the GEMX Disciplinary Rules in General 5 To Incorporate by Reference The Nasdaq Stock Market LLC's Series 8000 and 9000 Rules

Details

Rule Type

Notice

Release Number

34-89071

SEC Issue Date

June 15, 2020 | 3:00 pm ET

Federal Register Publish Date

June 19, 2020 | 11:53 pm ET

Document Citation

85 FR 37129

Resources

34-89071

Federal Register Version

SRO Organization

Nasdaq GEMX, LLC (GEMX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the GEMX Disciplinary Rules in General 5 To Incorporate by Reference The Nasdaq Stock Market LLC's Series 8000 and 9000 Rules

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the GEMX Disciplinary Rules in General 5 To Incorporate by Reference The Nasdaq Stock Market LLC's Series 8000 and 9000 Rules

Details

Resources