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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Further Extend the Deadline for Certain Written Supervisory-Related Reports Pursuant to Options 10, Section 7 (Supervision of Accounts)

Details

Rule Type

Notice

Release Number

34-88994

SEC Issue Date

June 2, 2020 | 2:53 pm ET

Federal Register Publish Date

June 8, 2020 | 11:41 pm ET

Document Citation

85 FR 35131

Resources

34-88994

Federal Register Version

SRO Organization

Nasdaq ISE, LLC (ISE)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Further Extend the Deadline for Certain Written Supervisory-Related Reports Pursuant to Options 10, Section 7 (Supervision of Accounts)

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Further Extend the Deadline for Certain Written Supervisory-Related Reports Pursuant to Options 10, Section 7 (Supervision of Accounts)

Details

Resources