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Regulatory Release

Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and MEMX LLC

Details

Rule Type

Notice

Release Number

34-88918

SEC Issue Date

May 20, 2020 | 2:42 pm ET

Federal Register Publish Date

May 27, 2020 | 10:04 am ET

Document Citation

85 FR 31838

Resources

34-88918

Federal Register Version

SRO Organization

17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: Feb. 24, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and MEMX LLC

Details

Resources

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Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and MEMX LLC

Details

Resources