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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 21 (Anti-Money Laundering Compliance Program)

Details

Rule Type

Notice

Release Number

34-88273

SEC Issue Date

Feb. 24, 2020 | 2:00 pm ET

Federal Register Publish Date

Feb. 28, 2020 | 11:53 pm ET

Document Citation

85 FR 12037

Resources

34-88273

Federal Register Version

SRO Organization

Nasdaq GEMX, LLC (GEMX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 21 (Anti-Money Laundering Compliance Program)

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 21 (Anti-Money Laundering Compliance Program)

Details

Resources