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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date for Eliminating Computer-to-Computer Interface as a Technological Option for TRACE Reporting

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2020-003

Last Reviewed or Updated: Jan. 29, 2020

Resources

Notice Rule: SEC Issued Version (pdf 159.53 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 25, 2020

File Number

SR-FINRA-2020-003

Rule Type

Notice

Release Number

34-88077

SEC Issue Date

Jan. 29, 2020

Federal Register Publish Date

Feb. 4, 2020

Document Citation

85 FR 6252

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date for Eliminating Computer-to-Computer Interface as a Technological Option for TRACE Reporting

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date for Eliminating Computer-to-Computer Interface as a Technological Option for TRACE Reporting

Public Comments

Resources

Details