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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 11900 To Except Certain Transactions in Corporate Debt Securities

Details

Rule Type

Notice

Release Number

34-88037

SEC Issue Date

Jan. 24, 2020 | 1:49 pm ET

Federal Register Publish Date

Jan. 30, 2020 | 11:32 pm ET

Document Citation

85 FR 5516

Resources

34-88037

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 11900 To Except Certain Transactions in Corporate Debt Securities

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 11900 To Except Certain Transactions in Corporate Debt Securities

Details

Resources