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Regulatory Release

Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Rule 6.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

Details

Rule Type

Notice

Release Number

34-87988

SEC Issue Date

Jan. 16, 2020 | 2:09 pm ET

Federal Register Publish Date

Jan. 23, 2020 | 12:10 am ET

Document Citation

85 FR 4028

Resources

34-87988

Federal Register Version

SRO Organization

NYSE Chicago, Inc. (NYSECHX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Rule 6.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Rule 6.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

Details

Resources