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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 315, Anti-Money Laundering Compliance Program, To Reflect the Financial Crimes Enforcement Network's Adoption of a Final Rule on Customer Due Diligence Requirements for Financial Institutions

Details

Rule Type

Notice

Release Number

34-87871

SEC Issue Date

Dec. 30, 2019 | 1:54 pm ET

Federal Register Publish Date

Jan. 6, 2020 | 11:42 pm ET

Document Citation

85 FR 535

Resources

34-87871

Federal Register Version

SRO Organization

Miami International Securities Exchange, LLC (MIAX)

Last Reviewed or Updated: Jan. 20, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 315, Anti-Money Laundering Compliance Program, To Reflect the Financial Crimes Enforcement Network's Adoption of a Final Rule on Customer Due Diligence Requirements for Financial Institutions

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 315, Anti-Money Laundering Compliance Program, To Reflect the Financial Crimes Enforcement Network's Adoption of a Final Rule on Customer Due Diligence Requirements for Financial Institutions

Details

Resources