Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rules Relating to Order Audit Trail System Requirements

Details

Rule Type

Notice

Release Number

34-87573

SEC Issue Date

Nov. 19, 2019 | 2:09 pm ET

Federal Register Publish Date

Nov. 25, 2019 | 12:10 am ET

Document Citation

84 FR 64942

Resources

34-87573

Federal Register Version

SRO Organization

NYSE Chicago, Inc. (NYSECHX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rules Relating to Order Audit Trail System Requirements

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rules Relating to Order Audit Trail System Requirements

Details

Resources