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Regulatory Release

Notice of Filing of Proposed Rule Change To Establish Generic Listing Standards for Derivative Securities Products That Are Permitted To Operate in Reliance on Rule 6c-11 Under the Investment Company Act of 1940

Details

Rule Type

Notice

Release Number

34-87542

SEC Issue Date

Nov. 14, 2019 | 2:08 pm ET

Federal Register Publish Date

Nov. 20, 2019 | 12:08 am ET

Document Citation

84 FR 64170

Resources

34-87542

Federal Register Version

SRO Organization

NYSE Arca (NYSEARCA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Establish Generic Listing Standards for Derivative Securities Products That Are Permitted To Operate in Reliance on Rule 6c-11 Under the Investment Company Act of 1940

Details

Resources

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Notice of Filing of Proposed Rule Change To Establish Generic Listing Standards for Derivative Securities Products That Are Permitted To Operate in Reliance on Rule 6c-11 Under the Investment Company Act of 1940

Details

Resources