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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exemptions From the Order Audit Trail System Recording and Reporting Requirements

Details

Rule Type

Notice

Release Number

34-86479

SEC Issue Date

July 25, 2019 | 2:49 pm ET

Federal Register Publish Date

July 31, 2019 | 11:33 pm ET

Document Citation

84 FR 37369

Resources

34-86479

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exemptions From the Order Audit Trail System Recording and Reporting Requirements

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exemptions From the Order Audit Trail System Recording and Reporting Requirements

Details

Resources